Bastian Jeffery S.'s Form 4 filing
Lsi Industries Inc (LYTS) · filed May 18, 2023
- Accession no.
- 0000892251-23-000049
- Filed
- May 18, 2023
- Trade date
- May 18, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $325.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bastian Jeffery S.CIK 0001708953 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Shares | MOption exerciseAcquired | +4,481 | $7.20 | +$32,263.2 | 51,695 | Direct | |
| May 18, 2023 | Common Shares | MOption exerciseAcquired | +20,000 | $6.81 | +$136,200 | 71,695 | Direct | |
| May 18, 2023 | Common Shares | FTax withholdingDisposed | −146 | $13.39 | −$1,954.94 | 71,549 | Direct | |
| May 18, 2023 | Common Shares | SSaleDisposed | −24,335 | $13.39 | −$325,845.65 | 47,214 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Shares | MOption exerciseDisposed | −7,197 | $0.00 | $0 | 0 | Direct | |
| May 18, 2023 | Common Shares | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.