Kirske David's Form 4 filing
Cti Biopharma Corp (CTIC) · filed Sep 20, 2022
- Accession no.
- 0000891293-22-000045
- Filed
- Sep 20, 2022
- Trade date
- Jun 30-Sep 16, 2022
- Filing delay
- 82 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $136.0K. It was filed 82 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirske DavidCIK 0001276750 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | common stock | AGrant or awardAcquired | +9,516 | $2.12 | +$20,173.92 | 16,913 | Direct | |
| Sep 16, 2022 | common stock | MOption exerciseAcquired | +22,592 | $0.95 | +$21,462.4 | 39,505 | Direct | |
| Sep 16, 2022 | common stock | SSaleDisposed | −22,592 | $6.02 | −$136,003.84 | 16,913 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | MOption exerciseDisposed | −22,592 | $0.00 | $0 | 467,408 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.