Kirske David's Form 4 filing
Cti Biopharma Corp (CTIC) · filed Jun 17, 2022
- Accession no.
- 0000891293-22-000033
- Filed
- Jun 17, 2022
- Trade date
- Jun 17, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $372.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirske DavidCIK 0001276750 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | common stock | MOption exerciseAcquired | +10,000 | $1.00 | +$10,000 | 17,397 | Direct | |
| Jun 17, 2022 | common stock | SSaleDisposed | −10,000 | $6.00 | −$60,000 | 7,397 | Direct | |
| Jun 17, 2022 | common stock | MOption exerciseAcquired | +50,000 | $3.30 | +$165,000 | 57,397 | Direct | |
| Jun 17, 2022 | common stock | SSaleDisposed | −50,000 | $6.25 | −$312,500 | 7,397 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 340,000 | Direct | |
| Jun 17, 2022 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 150,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.