Gunby Steven Henry's Form 4 filing
Fti Consulting, Inc (FCN) · filed May 10, 2024
- Accession no.
- 0000887936-24-000079
- Filed
- May 10, 2024
- Trade date
- May 8-9, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gunby Steven HenryCIK 0001597949 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2024 | Common Stock | MOption exerciseAcquired | +5,699 | $40.36 | +$230,011.64 | 316,996 | Direct | |
| May 8, 2024 | Common Stock | SSaleDisposed | −5,699 | $220.34F1 | −$1,255,717.66 | 311,297 | Direct | |
| May 9, 2024 | Common Stock | GGiftDisposed | −24,113 | $0.00 | $0 | 287,184 | Direct | |
| May 9, 2024 | Common Stock | MOption exerciseAcquired | +28,440 | $40.36 | +$1,147,838.4 | 315,624 | Direct | |
| May 9, 2024 | Common Stock | SSaleDisposed | −28,440 | $218.61F2 | −$6,217,268.4 | 287,184 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2024 | Common Stock | MOption exerciseDisposed | −5,699 | $0.00 | $0 | 75,603 | Direct | |
| May 9, 2024 | Common Stock | MOption exerciseDisposed | −28,440 | $0.00 | $0 | 47,163 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 8, 2024, Mr. Gunby sold an aggregate of 5,699 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $220.00 to $221.00. The Company maintains a record of the transactions and copies will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F2
On May 9, 2024, Mr. Gunby sold an aggregate of 28,440 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $218.50 to $219.29. The Company maintains a record of the transactions and copies will be provided upon request.
Referenced by the price of 1 transaction in Table I.