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Gunby Steven Henry's Form 4 filing

Fti Consulting, Inc (FCN) · filed Feb 29, 2024

Accession no.
0000887936-24-000023
Filed
Feb 29, 2024
Trade date
Feb 27-28, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.52M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gunby Steven HenryCIK 0001597949Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2024Common StockMOption exerciseAcquired+24,568$36.87+$905,822.16330,381Direct
Feb 27, 2024Common StockMOption exerciseAcquired+7,413$36.87+$273,317.31337,794Direct
Feb 28, 2024Common StockMOption exerciseAcquired+2,743$36.87+$101,134.41340,537Direct
Feb 27, 2024Common StockSSaleDisposed−31,943$216.59F1−$6,918,534.37308,594Direct
Feb 27, 2024Common StockSSaleDisposed−38$217.68F2−$8,271.84308,556Direct
Feb 28, 2024Common StockSSaleDisposed−2,743$216.08F3−$592,707.44305,813Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 27, 2024Common StockMOption exerciseDisposed−24,568$0.00$0203,336Direct
Feb 27, 2024Common StockMOption exerciseDisposed−7,413$0.00$0195,923Direct
Feb 28, 2024Common StockMOption exerciseDisposed−2,743$0.00$0193,180Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On February 27, 2024, Mr. Gunby sold an aggregate of 31,943 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $216.50 to $217.41. The Company maintains a record of the transactions and copies will be provided upon request.

Referenced by the price of 1 transaction in Table I.

F2

On February 27, 2024, Mr. Gunby sold an aggregate of 38 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $217.68 to $217.69. The Company maintains a record of the transactions and copies will be provided upon request.

Referenced by the price of 1 transaction in Table I.

F3

On February 28, 2024, Mr. Gunby sold an aggregate of 2,743 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $216.00 to $216.42. The Company maintains a record of the transactions and copies will be provided upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)