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McKenney Michael J's Form 4 filing

Kadant Inc (KAI) · filed Nov 16, 2021

Accession no.
0000886346-21-000161
Filed
Nov 16, 2021
Trade date
Nov 15, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions and 11 derivative transactions. Open-market sales total $1.05M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McKenney Michael JCIK 0001251663Officer (Executive Vice President & CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Common StockMOption exerciseAcquired+537$25.98+$13,951.2621,159.01Direct
Nov 15, 2021Common StockSSaleDisposed−537$218.30F2−$117,227.120,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+504$25.98+$13,093.9221,126.01Direct
Nov 15, 2021Common StockSSaleDisposed−504$219.25F3−$110,50220,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+1,577$25.98+$40,970.4622,199.01Direct
Nov 15, 2021Common StockSSaleDisposed−1,577$220.26F4−$347,350.0220,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+399$25.98+$10,366.0221,021.01Direct
Nov 15, 2021Common StockSSaleDisposed−399$221.49F5−$88,374.5120,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+771$25.98+$20,030.5821,393.01Direct
Nov 15, 2021Common StockSSaleDisposed−771$222.59F6−$171,616.8920,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+491$25.98+$12,756.1821,113.01Direct
Nov 15, 2021Common StockSSaleDisposed−491$223.47F7−$109,723.7720,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+126$25.98+$3,273.4820,748.01Direct
Nov 15, 2021Common StockSSaleDisposed−126$224.45F8−$28,280.720,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+161$25.98+$4,182.7820,783.01Direct
Nov 15, 2021Common StockSSaleDisposed−161$225.57F9−$36,316.7720,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+59$25.98+$1,532.8220,681.01Direct
Nov 15, 2021Common StockSSaleDisposed−59$227.64F10−$13,430.7620,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+7$25.98+$181.8620,629.01Direct
Nov 15, 2021Common StockSSaleDisposed−7$228.50−$1,599.520,622.01Direct
Nov 15, 2021Common StockMOption exerciseAcquired+96$25.98+$2,494.0820,718.01Direct
Nov 15, 2021Common StockSSaleDisposed−96$230.00−$22,08020,622.01Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 15, 2021Common StockMOption exerciseDisposed−537$0.00$04,191Direct
Nov 15, 2021Common StockMOption exerciseDisposed−504$0.00$03,687Direct
Nov 15, 2021Common StockMOption exerciseDisposed−1,577$0.00$02,110Direct
Nov 15, 2021Common StockMOption exerciseDisposed−399$0.00$01,711Direct
Nov 15, 2021Common StockMOption exerciseDisposed−771$0.00$0940Direct
Nov 15, 2021Common StockMOption exerciseDisposed−491$0.00$0449Direct
Nov 15, 2021Common StockMOption exerciseDisposed−126$0.00$0323Direct
Nov 15, 2021Common StockMOption exerciseDisposed−161$0.00$0162Direct
Nov 15, 2021Common StockMOption exerciseDisposed−59$0.00$0103Direct
Nov 15, 2021Common StockMOption exerciseDisposed−7$0.00$096Direct
Nov 15, 2021Common StockMOption exerciseDisposed−96$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The actual sales prices range from $217.71 to $218.71 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The actual sales prices range from $218.72 to $219.70 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The actual sales prices range from $219.81 to $220.75 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The actual sales prices range from $220.965 to $221.96 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average sale price. The actual sales prices range from $222.00 to $222.97 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F7

Represents the weighted average sale price. The actual sales prices range from $223.04 to $224 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F8

Represents the weighted average sale price. The actual sales prices range from $224.215 to $224.57 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average sale price. The actual sales prices range from $225.28 to $226.00 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

F10

Represents the weighted average sale price. The actual sales prices range from $227.46 to $227.77 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)