Powell Jeffrey L's Form 4 filing
Kadant Inc (KAI) · filed Oct 15, 2021
- Accession no.
- 0000886346-21-000144
- Filed
- Oct 15, 2021
- Trade date
- Oct 14-15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $601.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Powell Jeffrey LCIK 0001406518 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +595 | $25.98 | +$15,458.1 | 35,256 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −595 | $200.17F2 | −$119,101.15 | 34,661 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +805 | $25.98 | +$20,913.9 | 35,466 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −805 | $201.09F3 | −$161,877.45 | 34,661 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +300 | $25.98 | +$7,794 | 34,961 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −300 | $203.28F4 | −$60,984 | 34,661 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +489 | $25.98 | +$12,704.22 | 35,150 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −489 | $204.42F5 | −$99,961.38 | 34,661 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +477 | $25.98 | +$12,392.46 | 35,138 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −477 | $205.21F6 | −$97,885.17 | 34,661 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +300 | $25.98 | +$7,794 | 34,961 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −300 | $206.22F7 | −$61,866 | 34,661 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Stock | MOption exerciseDisposed | −595 | $0.00 | $0 | 2,371 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseDisposed | −805 | $0.00 | $0 | 1,566 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 1,266 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseDisposed | −489 | $0.00 | $0 | 777 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −477 | $0.00 | $0 | 300 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The actual sales prices range from $199.56 to $200.42 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The actual sales prices range from $200.82 to $201.76 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The actual sales prices range from $202.67 to $203.65 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The actual sales prices range from $204.16 to $204.87 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price. The actual sales prices range from $204.76 to $205.66 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price. The actual sales prices range from $206.00 to $206.50 per share. The reporting person will supply the SEC, the Issuer, or a security holder of the Issuer, with full information regarding the number of shares at each price upon request.
Referenced by the price of 1 transaction in Table I.