Higgins John L's Form 4 filing
Ligand Pharmaceuticals Inc (LGND) · filed Sep 16, 2022
- Accession no.
- 0000886163-22-000122
- Filed
- Sep 16, 2022
- Trade date
- Sep 15-16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $448.1K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0000886163-22-000125 (Sep 22, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higgins John LCIK 0001208906 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | SSaleDisposed | −2,000 | $90.00 | −$180,000 | 367,180 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −3,000 | $89.35F1 | −$268,050 | 364,180 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.05 to $90.00, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.