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Allen Barbara K's Form 4 filing

Horton D R Inc (DHI) · filed Mar 21, 2022

Accession no.
0000882184-22-000078
Filed
Mar 21, 2022
Trade date
Mar 17-21, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $92.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Allen Barbara KCIK 0001598125Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2022Common StockMOption exerciseAcquired+203–F1–6,772Direct
Mar 21, 2022Common StockSSaleDisposed−1,122$82.63F2−$92,710.865,650Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 17, 2022Common StockMOption exerciseDisposed−203$0.00$0812Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit converts into one share of DHI common stock.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $82.63 to $82.64. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)