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Loeb Jan H's Form 4 filing

Acorn Energy, Inc. (ACFN) · filed Jan 3, 2023

Accession no.
0000880984-23-000001
Filed
Jan 3, 2023, 9:13 AM ET
Trade date
Dec 1, 2022-Jan 1, 2023
Filing delay
33 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $17.9K. It was filed 33 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Loeb Jan HCIK 0001131043Director, Officer (President and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2022common stockPPurchaseAcquired+20,000$0.325+$6,5002,176,518Direct
Dec 27, 2022common stockPPurchaseAcquired+14,386$0.30+$4,315.82,190,904Direct
Dec 28, 2022common stockPPurchaseAcquired+22,028$0.32+$7,048.962,212,932Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 1, 2023common stockAGrant or awardAcquired+35,000$0.00$035,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)