Gupta Yogesh K's Form 4 filing
Progress Software CorpPRGS · filed Oct 3, 2024
- Accession no.
- 0000876167-24-000153
- Filed
- Oct 3, 2024
- Trade date
- Oct 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $538.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gupta Yogesh KCIK 0001301277 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Common Stock | MOption exerciseAcquired | +6,181 | $0.00F1 | $0 | 151,951 | Direct | |
| Oct 1, 2024 | Common Stock | FTax withholdingDisposed | −2,989 | $66.55 | −$198,917.95 | 148,962 | Direct | |
| Oct 1, 2024 | Common Stock | MOption exerciseAcquired | +6,808 | $0.00F1 | $0 | 155,770 | Direct | |
| Oct 1, 2024 | Common Stock | FTax withholdingDisposed | −3,292 | $66.55 | −$219,082.6 | 152,478 | Direct | |
| Oct 1, 2024 | Common Stock | MOption exerciseAcquired | +7,349 | $0.00F1 | $0 | 159,827 | Direct | |
| Oct 1, 2024 | Common Stock | FTax withholdingDisposed | −3,554 | $66.55 | −$236,518.7 | 156,273 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −8,028 | $67.01F7 | −$537,956.28 | 148,245 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Common Stock | MOption exerciseDisposed | −6,181 | $0.00 | $0 | 6,182 | Direct | |
| Oct 1, 2024 | Common Stock | MOption exerciseDisposed | −6,808 | $0.00 | $0 | 20,425 | Direct | |
| Oct 1, 2024 | Common Stock | MOption exerciseDisposed | −7,349 | $0.00 | $0 | 36,746 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $$66.71 to $67.48 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.