Gupta Yogesh K's Form 4 filing
Progress Software CorpPRGS · filed Apr 3, 2024
- Accession no.
- 0000876167-24-000076
- Filed
- Apr 3, 2024
- Trade date
- Apr 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gupta Yogesh KCIK 0001301277 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +5,282 | $0.00F1 | $0 | 191,840 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −2,554 | $52.97 | −$135,285.38 | 189,286 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +6,181 | $0.00F1 | $0 | 195,467 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −2,989 | $52.97 | −$158,327.33 | 192,478 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +6,808 | $0.00F1 | $0 | 199,286 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −3,292 | $52.97 | −$174,377.24 | 195,994 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −47,212 | $52.48F6 | −$2,477,685.76 | 148,782 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −3,596 | $53.36F7 | −$191,882.56 | 145,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −5,282 | $0.00 | $0 | 0 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −6,181 | $0.00 | $0 | 12,363 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −6,808 | $0.00 | $0 | 27,233 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $52.14 to $53.10 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $53.19 to $53.70 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.