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Folger Anthony's Form 4 filing

Progress Software Corp (PRGS) · filed Feb 2, 2024

Accession no.
0000876167-24-000047
Filed
Feb 2, 2024
Trade date
Jan 31-Feb 2, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $860.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Folger AnthonyCIK 0001566737Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2024Common StockMOption exerciseAcquired+7,500$31.49+$236,17531,365Direct
Jan 31, 2024Common StockSSaleDisposed−7,500$57.31F2−$429,82523,865Direct
Feb 1, 2024Common StockMOption exerciseAcquired+37,164$0.00F4$061,029Direct
Feb 1, 2024Common StockFTax withholdingDisposed−16,483$57.14−$941,838.6244,546Direct
Feb 2, 2024Common StockSSaleDisposed−7,500$57.41F6−$430,57537,046Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 31, 2024Common StockMOption exerciseDisposed−7,500$0.00$032,894Direct
Feb 1, 2024Common StockMOption exerciseDisposed−37,164$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $57.135 to $57.58 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $57.11 to $57.92 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)