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Kulikoski Kathryn's Form 4 filing

Progress Software Corp (PRGS) · filed Oct 3, 2023

Accession no.
0000876167-23-000180
Filed
Oct 3, 2023
Trade date
Oct 1-2, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $78.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kulikoski KathrynCIK 0001794348Officer (Chief People Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseAcquired+646$0.00F1$02,719Direct
Oct 1, 2023Common StockFTax withholdingDisposed−300$53.16−$15,9482,419Direct
Oct 1, 2023Common StockMOption exerciseAcquired+843$0.00F1$03,262Direct
Oct 1, 2023Common StockFTax withholdingDisposed−391$53.16−$20,785.562,871Direct
Oct 1, 2023Common StockMOption exerciseAcquired+826$0.00F1$03,697Direct
Oct 1, 2023Common StockFTax withholdingDisposed−383$53.16−$20,360.283,314Direct
Oct 2, 2023Common StockMOption exerciseAcquired+1,487$42.61+$63,361.074,801Direct
Oct 2, 2023Common StockSSaleDisposed−1,487$52.50−$78,067.53,314Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseDisposed−646$0.00$0646Direct
Oct 1, 2023Common StockMOption exerciseDisposed−843$0.00$02,529Direct
Oct 1, 2023Common StockMOption exerciseDisposed−826$0.00$04,135Direct
Oct 2, 2023Common StockMOption exerciseDisposed−1,487$0.00$08,918Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)