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Wang Yufan Stephanie's Form 4 filing

Progress Software Corp (PRGS) · filed Oct 3, 2023

Accession no.
0000876167-23-000179
Filed
Oct 3, 2023
Trade date
Oct 1-3, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $40.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wang Yufan StephanieCIK 0001948524Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseAcquired+460$0.00F1$0460Direct
Oct 1, 2023Common StockFTax withholdingDisposed−226$53.16−$12,014.16234Direct
Oct 1, 2023Common StockMOption exerciseAcquired+1,069$0.00F1$01,303Direct
Oct 1, 2023Common StockFTax withholdingDisposed−525$53.16−$27,909778Direct
Oct 3, 2023Common StockSSaleDisposed−778$51.94−$40,409.320Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseDisposed−460$0.00$01,840Direct
Oct 1, 2023Common StockMOption exerciseDisposed−1,069$0.00$05,350Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)