Skip to main content

Pitt Ian's Form 4 filing

Progress Software Corp (PRGS) · filed Feb 7, 2023

Accession no.
0000876167-23-000058
Filed
Feb 7, 2023
Trade date
Feb 3, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $225.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pitt IanCIK 0001878325Officer (Chief Information Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2023Common StockMOption exerciseAcquired+2,054$51.18+$105,123.723,704Direct
Feb 3, 2023Common StockMOption exerciseAcquired+1,398$44.49+$62,197.025,102Direct
Feb 3, 2023Common StockSSaleDisposed−3,970$56.82F1−$225,575.41,132Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2023Common StockMOption exerciseDisposed−2,054$0.00$06,157Direct
Feb 3, 2023Common StockMOption exerciseDisposed−1,398$0.00$09,786Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $56.26 to $57.25 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)