Pollak Matthew Robert's Form 4 filing
State Auto Financial CORP (STFC) · filed Aug 30, 2021
- Accession no.
- 0000874977-21-000082
- Filed
- Aug 30, 2021, 8:26 PM ET
- Trade date
- Aug 27, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $539.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pollak Matthew RobertCIK 0001575346 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,486 | $22.72 | +$79,201.92 | – | Direct | |
| Aug 27, 2021 | Common Shares without par value | SSaleDisposed | −3,486 | $50.10 | −$174,648.6 | 7,222.067 | Direct | |
| Aug 27, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,379 | $21.54 | +$72,783.66 | 10,601.067 | Direct | |
| Aug 27, 2021 | Common Shares without par value | SSaleDisposed | −3,379 | $50.11 | −$169,321.69 | 7,222.067 | Direct | |
| Aug 27, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,898 | $21.23 | +$82,754.54 | 11,120.067 | Direct | |
| Aug 27, 2021 | Common Shares without par value | SSaleDisposed | −3,898 | $50.09 | −$195,250.82 | 7,222.067 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Shares | MOption exerciseDisposed | −3,486 | $0.00F2 | $0 | 0 | Direct | |
| Aug 27, 2021 | Common Shares | MOption exerciseDisposed | −3,379 | $0.00F2 | $0 | 0 | Direct | |
| Aug 27, 2021 | Common Shares | MOption exerciseDisposed | −3,898 | $0.00F2 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 3 transactions in Table II.