English Steven Eugene's Form 4 filing
State Auto Financial CORP (STFC) · filed Aug 30, 2021
- Accession no.
- 0000874977-21-000081
- Filed
- Aug 30, 2021
- Trade date
- Aug 27, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.03M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| English Steven EugeneCIK 0001380460 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Shares without par value | MOption exerciseAcquired | +10,435 | $22.72 | +$237,083.2 | 56,047.88 | Direct | |
| Aug 27, 2021 | Common Shares without par value | SSaleDisposed | −10,435 | $50.02 | −$521,958.7 | 45,612.88 | Direct | |
| Aug 27, 2021 | Common Shares without par value | MOption exerciseAcquired | +10,164 | $21.54 | +$218,932.56 | 55,776.88 | Direct | |
| Aug 27, 2021 | Common Shares without par value | SSaleDisposed | −10,164 | $50.02 | −$508,403.28 | 45,612.88 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 2 transactions in Table II.