Mrozek Matthew Stanley's Form 4 filing
State Auto Financial CORP (STFC) · filed Aug 23, 2021
- Accession no.
- 0000874977-21-000078
- Filed
- Aug 23, 2021, 4:49 PM ET
- Trade date
- Aug 20, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $828.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mrozek Matthew StanleyCIK 0001641895 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,381 | $22.72 | +$76,816.32 | 12,870.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | SSaleDisposed | −3,381 | $49.90 | −$168,711.9 | 9,489.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,277 | $21.54 | +$70,586.58 | 12,766.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | SSaleDisposed | −3,277 | $49.90 | −$163,522.3 | 9,489.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,618 | $13.53 | +$48,951.54 | 13,107.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | SSaleDisposed | −3,618 | $49.90 | −$180,538.2 | 9,489.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,437 | $16.80 | +$57,741.6 | 12,926.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | SSaleDisposed | −3,437 | $49.90 | −$171,506.3 | 9,489.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | MOption exerciseAcquired | +2,883 | $21.23 | +$61,206.09 | 12,372.337 | Direct | |
| Aug 20, 2021 | Common Shares without par value | SSaleDisposed | −2,883 | $49.90 | −$143,861.7 | 9,489.337 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Shares | MOption exerciseDisposed | −3,381 | $0.00F2 | $0 | – | Direct | |
| Aug 20, 2021 | Common Shares | MOption exerciseDisposed | −3,277 | $0.00F2 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Shares | MOption exerciseDisposed | −3,618 | $0.00F2 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Shares | MOption exerciseDisposed | −3,437 | $0.00F2 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Shares | MOption exerciseDisposed | −2,883 | $0.00F2 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 5 transactions in Table II.