Jones Scott Alan's Form 4 filing
State Auto Financial CORP (STFC) · filed Aug 17, 2021
- Accession no.
- 0000874977-21-000077
- Filed
- Aug 17, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $805.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Scott AlanCIK 0001544048 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,032 | $22.72 | +$68,887.04 | 15,484.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | SSaleDisposed | −3,032 | $50.00 | −$151,600 | 12,452.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | MOption exerciseAcquired | +2,939 | $21.54 | +$63,306.06 | 15,391.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | SSaleDisposed | −2,939 | $50.00 | −$146,950 | 12,452.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,721 | $13.53 | +$50,345.13 | 16,173.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | SSaleDisposed | −3,721 | $50.00 | −$186,050 | 12,452.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,564 | $16.80 | +$59,875.2 | 16,016.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | SSaleDisposed | −3,564 | $50.00 | −$178,200 | 12,452.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | MOption exerciseAcquired | +2,844 | $21.23 | +$60,378.12 | 15,296.45 | Direct | |
| Aug 16, 2021 | Common Shares without par value | SSaleDisposed | −2,844 | $50.00 | −$142,200 | 12,452.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Shares | MOption exerciseDisposed | −3,032 | $0.00F2 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Shares | MOption exerciseDisposed | −2,939 | $0.00F2 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Shares | MOption exerciseDisposed | −3,721 | $0.00F2 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Shares | MOption exerciseDisposed | −3,564 | $0.00F2 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Shares | MOption exerciseDisposed | −2,844 | $0.00F2 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 5 transactions in Table II.