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Herman Joan E's Form 4 filing

Ionis Pharmaceuticals Inc (IONS) · filed Nov 20, 2025

Accession no.
0000874015-25-000281
Filed
Nov 20, 2025
Trade date
Nov 19, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.17M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Herman Joan ECIK 0001248398Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2025Common StockMOption exerciseAcquired+12,000$40.05+$480,60058,086Direct
Nov 19, 2025Common StockSSaleDisposed−12,000$72.13F1−$865,56046,086Direct
Nov 19, 2025Common StockMOption exerciseAcquired+32,000$63.90+$2,044,80078,086Direct
Nov 19, 2025Common StockSSaleDisposed−32,000$72.13F1−$2,308,16046,086Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 19, 2025Common StockMOption exerciseDisposed−12,000$0.00$00Direct
Nov 19, 2025Common StockMOption exerciseDisposed−32,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.985 to $72.33 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) on this Form 4.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)