Klein Joseph III's Form 4 filing
Ionis Pharmaceuticals Inc (IONS) · filed Jul 19, 2023
- Accession no.
- 0000874015-23-000176
- Filed
- Jul 19, 2023
- Trade date
- Jul 17-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $149.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Joseph IIICIK 0001206369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 17, 2023 | Common Stock | MOption exerciseAcquired | +1,777 | $0.00 | $0 | 18,568 | Direct | |
| Jul 17, 2023 | Common Stock | MOption exerciseAcquired | +5,333 | $0.00 | $0 | 23,901 | Direct | |
| Jul 18, 2023 | Common Stock | SSaleDisposed | −3,555 | $42.00 | −$149,310 | 20,346 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 17, 2023 | Common Stock | MOption exerciseDisposed | −1,777 | $0.00 | $0 | 10,010 | Direct | |
| Jul 17, 2023 | Common Stock | MOption exerciseDisposed | −5,333 | $0.00 | $0 | 4,677 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.