Angelo Gordon & Co., L.P.'s Form 4 filing
AGTB Private BDC · filed Sep 2, 2022
- Accession no.
- 0000860662-22-000011
- Filed
- Sep 2, 2022, 10:21 AM ET
- Trade date
- Aug 15-31, 2022
- Filing delay
- 18 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $86.7M. It was filed 18 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Angelo Gordon & Co., L.P.CIK 0000860662 | 10% Owner |
| AG GP LLCCIK 0001064683 | Other: Reporting Person |
| Baumgarten JoshuaCIK 0001320216 | Other: Reporting Person |
| Schwartz Adam RCIK 0001872317 | Other: Reporting Person |
| AGTB BDC Holdings GP LLCCIK 0001943685 | Other: Reporting Person |
| AGTB BDC Holdings, L.P.CIK 0001944208 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +1,831.217 | $25.10 | +$45,958.05 | 88,791.217 | Indirect | |
| Aug 15, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +496,075.229 | $25.10 | +$12,450,000.02 | 2,239,075.229 | Indirect | |
| Aug 31, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +3,711.947 | $25.16 | +$93,400.01 | 92,503.164 | Indirect | |
| Aug 31, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +2,944,869.247 | $25.16 | +$74,098,799.99 | 5,183,944.476 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.