Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Feb 16, 2023
- Accession no.
- 0000855658-23-000059
- Filed
- Feb 16, 2023
- Trade date
- Feb 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (SVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +1,820 | $0.00F1 | $0 | 55,994 | Direct | |
| Feb 14, 2023 | Common Stock | FTax withholdingDisposed | −903 | $89.27 | −$80,610.81 | 55,091 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +38,822 | $0.00F1 | $0 | 93,913 | Direct | |
| Feb 14, 2023 | Common Stock | FTax withholdingDisposed | −19,248 | $89.27 | −$1,718,268.96 | 74,665 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −22,354 | $89.36F4 | −$1,997,553.44 | 52,311 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | AGrant or awardAcquired | +19,411 | $0.00 | $0 | 38,822 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −38,822 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −1,820 | $0.00 | $0 | 31,620 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $88.495 to $89.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.