Anderson James Robert's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Nov 16, 2022
- Accession no.
- 0000855658-22-000297
- Filed
- Nov 16, 2022
- Trade date
- Nov 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James RobertCIK 0001644651 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseAcquired | +5,687 | $0.00F1 | $0 | 795,105 | Direct | |
| Nov 14, 2022 | Common Stock | FTax withholdingDisposed | −2,995 | $64.63 | −$193,566.85 | 792,110 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | $8.24 | +$247,200 | 822,110 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −30,000 | $68.35F4 | −$2,050,500 | 792,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 384,363 | Direct | |
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −5,687 | $0.00 | $0 | 129,786 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.