Feanny Tracy Ann's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Nov 7, 2022
- Accession no.
- 0000855658-22-000284
- Filed
- Nov 7, 2022
- Trade date
- Nov 3-7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $116.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feanny Tracy AnnCIK 0001891117 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +2,215 | $0.00F1 | $0 | 2,215 | Direct | |
| Nov 3, 2022 | Common Stock | FTax withholdingDisposed | −540 | $50.40 | −$27,216 | 1,675 | Direct | |
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +2,790 | $0.00F1 | $0 | 4,465 | Direct | |
| Nov 3, 2022 | Common Stock | FTax withholdingDisposed | −680 | $50.40 | −$34,272 | 3,785 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −1,173 | $52.23 | −$61,265.79 | 2,612 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −1,055 | $52.67 | −$55,566.85 | 1,557 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseDisposed | −2,790 | $0.00 | $0 | 6,070 | Direct | |
| Nov 3, 2022 | Common Stock | MOption exerciseDisposed | −2,215 | $0.00 | $0 | 10,071 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.