Jensen Mark Edwin's Form 4/A amendment
AmendedLattice Semiconductor Corp (LSCC) · filed Oct 21, 2022
- Accession no.
- 0000855658-22-000266
- Filed
- Oct 21, 2022
- Trade date
- Jul 1, 2022
- Filing delay
- 112 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 21, 2022
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $429.6K. It was filed 112 days after the trade.
This amendment restates part of 0000855658-22-000170 (filed Jul 1, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jensen Mark EdwinCIK 0001560798 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2022 | Common Stock | SSaleDisposed | −9,000 | $47.73F2 | −$429,570 | 97,841 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000855658-22-000170 (filed Jul 1, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2022 | Common Stock | MOption exerciseAcquired | +9,000 | $5.03 | +$45,270 | 106,841 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2022 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 27,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction indicated was conducted under an approved 10b5-1 Plan.
- F2
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $47.24 to $48.05.
Referenced by the price of 1 transaction in Table I.
- F3
Amendment is being filed solely to provide the Power of Attorney authorizing the signatory to sign on behalf of the Reporting Person.