O'Rourke Glenn's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Aug 4, 2022
- Accession no.
- 0000855658-22-000189
- Filed
- Aug 4, 2022
- Trade date
- Aug 2-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $715.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Rourke GlennCIK 0001915824 | Officer (SVP, Mfg Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +1,878 | $0.00F1 | $0 | 1,878 | Direct | |
| Aug 2, 2022 | Common Stock | FTax withholdingDisposed | −929 | $63.59 | −$59,075.11 | 949 | Direct | |
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +20,032 | $0.00F1 | $0 | 20,981 | Direct | |
| Aug 2, 2022 | Common Stock | FTax withholdingDisposed | −9,906 | $63.59 | −$629,922.54 | 11,075 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −949 | $63.11 | −$59,891.39 | 10,126 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −10,126 | $64.76F4 | −$655,759.76 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −20,032 | $0.00 | $0 | 0 | Direct | |
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −1,878 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $64.28 to $65.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.