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Nelson Mark Jon's Form 4 filing

Lattice Semiconductor Corp (LSCC) · filed Apr 11, 2022

Accession no.
0000855658-22-000098
Filed
Apr 11, 2022
Trade date
Apr 8, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $349.6K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nelson Mark JonCIK 0001554623Officer (VP Corp, Sales)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 8, 2022Common StockMOption exerciseAcquired+13,859$0.00F1$045,561Direct
Apr 8, 2022Common StockSSaleDisposed−6,872$50.88−$349,647.3638,689Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 8, 2022Common StockMOption exerciseDisposed−13,859$0.00$0145,251Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Stock Units - no purchase price for this transaction.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)