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O'Rourke Glenn's Form 4 filing

Lattice Semiconductor Corp (LSCC) · filed Mar 15, 2022

Accession no.
0000855658-22-000084
Filed
Mar 15, 2022
Trade date
Feb 18, 2022
Filing delay
25 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $1.31M. It was filed 25 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
O'Rourke GlennCIK 0001915824Director, Officer (VP Corp, Mfg Ops), Other: VP Corp, Mfg Ops

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 18, 2022Common StockSSaleDisposed−21,654$60.35F2−$1,306,818.91,441Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 18, 2022Common StockAGrant or awardAcquired+14,171$0.00$014,171Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.46 to $61.15.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)