Anderson James Robert's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Feb 28, 2022
- Accession no.
- 0000855658-22-000071
- Filed
- Feb 28, 2022
- Trade date
- Feb 23, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.49M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James RobertCIK 0001644651 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | SSaleDisposed | −5,889 | $59.55F2 | −$350,689.95 | 671,737 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −30,000 | $59.55F2 | −$1,786,500 | 641,737 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +77,534 | $0.00F3 | $0 | 719,271 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −40,822 | $57.54 | −$2,348,897.88 | 678,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −77,534 | $0.00 | $0 | 70,511 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.47 to $61.04.
Referenced by the price of 2 transactions in Table I.
- F3
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.