Douglass Stephen's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Feb 23, 2022
- Accession no.
- 0000855658-22-000065
- Filed
- Feb 23, 2022
- Trade date
- Feb 18, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $626.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Douglass StephenCIK 0001752584 | Officer (VP Corp, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | SSaleDisposed | −461 | $61.52F2 | −$28,360.72 | 119,378 | Direct | Duplicate filing |
| Feb 18, 2022 | Common Stock | SSaleDisposed | −431 | $61.52F3 | −$26,515.12 | 118,947 | Direct | Duplicate filing |
| Feb 18, 2022 | Common Stock | SSaleDisposed | −9,191 | $61.51F4 | −$565,338.41 | 109,756 | Direct | Duplicate filing |
| Feb 18, 2022 | Common Stock | SSaleDisposed | −104 | $61.70F5 | −$6,416.8 | 109,652 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | AGrant or awardAcquired | +14,171 | $0.00F9 | $0 | 14,171 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.20.
Referenced by the price of 1 transaction in Table I.
- F3
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.31.
Referenced by the price of 1 transaction in Table I.
- F4
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.37.
Referenced by the price of 1 transaction in Table I.
- F5
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.28.
Referenced by the price of 1 transaction in Table I.
- F9
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table II.