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Nelson Mark Jon's Form 4 filing

Lattice Semiconductor Corp (LSCC) · filed Feb 16, 2022

Accession no.
0000855658-22-000042
Filed
Feb 16, 2022
Trade date
Feb 15, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.07M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nelson Mark JonCIK 0001554623Officer (VP Corp, Sales)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2022Common StockMOption exerciseAcquired+38,822$0.00F1$0168,479Direct
Feb 15, 2022Common StockSSaleDisposed−19,248$55.56−$1,069,418.88149,231Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2022Common StockMOption exerciseDisposed−38,822$0.00$047,001Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Stock Units - no purchase price for this transaction.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)