Luther Sherri R's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Jan 12, 2022
- Accession no.
- 0000855658-22-000012
- Filed
- Jan 12, 2022
- Trade date
- Jan 2, 2022
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $245.3K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Luther Sherri RCIK 0001764515 | Officer (VP Corp, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2022 | Common Stock | MOption exerciseAcquired | +8,824 | $0.00F1 | $0 | 147,507 | Direct | |
| Jan 2, 2022 | Common Stock | SSaleDisposed | −3,183 | $77.06 | −$245,281.98 | 144,324 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2022 | Common Stock | MOption exerciseDisposed | −8,824 | $0.00 | $0 | 123,192 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.