Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Jan 11, 2022
- Accession no.
- 0000855658-22-000010
- Filed
- Jan 11, 2022
- Trade date
- Jan 8, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.11M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (VP Corp, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2022 | Common Stock | MOption exerciseAcquired | +110,784 | $0.00F1 | $0 | 173,704 | Direct | |
| Jan 8, 2022 | Common Stock | SSaleDisposed | −54,826 | $68.81 | −$3,772,577.06 | 118,878 | Direct | |
| Jan 8, 2022 | Common Stock | MOption exerciseAcquired | +13,859 | $0.00F1 | $0 | 132,737 | Direct | |
| Jan 8, 2022 | Common Stock | SSaleDisposed | −4,943 | $68.81 | −$340,127.83 | 127,794 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2022 | Common Stock | MOption exerciseDisposed | −110,784 | $0.00 | $0 | 85,823 | Direct | |
| Jan 8, 2022 | Common Stock | MOption exerciseDisposed | −13,859 | $0.00 | $0 | 165,659 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.