Douglass Stephen's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Dec 7, 2021
- Accession no.
- 0000855658-21-000267
- Filed
- Dec 7, 2021
- Trade date
- Dec 4-7, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $463.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Douglass StephenCIK 0001752584 | Officer (VP Corp, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2021 | Common Stock | MOption exerciseAcquired | +8,077 | $0.00F1 | $0 | 105,736 | Direct | |
| Dec 4, 2021 | Common Stock | SSaleDisposed | −4,253 | $74.25 | −$315,785.25 | 101,483 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,912 | $77.38F4 | −$147,950.56 | 99,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2021 | Common Stock | MOption exerciseDisposed | −8,077 | $0.00 | $0 | 116,243 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F4
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $77.38 to $77.38.
Referenced by the price of 1 transaction in Table I.