Anderson James Robert's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Nov 5, 2021
- Accession no.
- 0000855658-21-000233
- Filed
- Nov 5, 2021
- Trade date
- Nov 2-4, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.06M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James RobertCIK 0001644651 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +7,042 | $0.00F1 | $0 | 586,642 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −3,708 | $73.45 | −$272,352.6 | 582,934 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +32,075 | $0.00F1 | $0 | 615,009 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −16,888 | $82.04 | −$1,385,491.52 | 598,121 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +32,536 | $0.00F1 | $0 | 630,657 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −17,131 | $82.04 | −$1,405,427.24 | 613,526 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −32,075 | $0.00 | $0 | 248,627 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −32,536 | $0.00 | $0 | 216,091 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −7,042 | $0.00 | $0 | 335,932 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 3 transactions in Table I.