Lederer James P's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Sep 24, 2021
- Accession no.
- 0000855658-21-000210
- Filed
- Sep 24, 2021
- Trade date
- Sep 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.65M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lederer James PCIK 0001434807 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +7,837 | $6.29 | +$49,294.73 | 46,389 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −7,837 | $65.47F2 | −$513,088.39 | 38,552 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +8,000 | $6.29 | +$50,320 | 46,552 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −8,000 | $65.31F3 | −$522,480 | 38,552 | Direct | |
| Sep 23, 2021 | Common Stock | MOption exerciseAcquired | +9,000 | $6.29 | +$56,610 | 47,552 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −9,000 | $68.00F4 | −$612,000 | 38,552 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −7,837 | $0.00 | $0 | 36,000 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 28,000 | Direct | |
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 19,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.905.
Referenced by the price of 1 transaction in Table I.
- F3
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.89.
Referenced by the price of 1 transaction in Table I.
- F4
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $68.00 to $68.00.
Referenced by the price of 1 transaction in Table I.