Anderson James Robert's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Sep 10, 2021
- Accession no.
- 0000855658-21-000207
- Filed
- Sep 10, 2021
- Trade date
- Sep 4-8, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.94M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James RobertCIK 0001644651 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2021 | Common Stock | MOption exerciseAcquired | +31,385 | $0.00F1 | $0 | 540,197 | Direct | |
| Sep 4, 2021 | Common Stock | SSaleDisposed | −16,525 | $63.07 | −$1,042,231.75 | 523,672 | Direct | |
| Sep 4, 2021 | Common Stock | MOption exerciseAcquired | +181,475 | $0.00F1 | $0 | 705,147 | Direct | |
| Sep 4, 2021 | Common Stock | SSaleDisposed | −95,547 | $63.07 | −$6,026,149.29 | 609,600 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −30,000 | $62.44F4 | −$1,873,200 | 579,600 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2021 | Common Stock | MOption exerciseDisposed | −181,475 | $0.00 | $0 | 280,702 | Direct | |
| Sep 4, 2021 | Common Stock | MOption exerciseDisposed | −31,385 | $0.00 | $0 | 342,974 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.
- F4
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37.
Referenced by the price of 1 transaction in Table I.