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Milstead Byron Wayne's Form 4 filing

Lattice Semiconductor Corp (LSCC) · filed Sep 10, 2021

Accession no.
0000855658-21-000205
Filed
Sep 10, 2021
Trade date
Sep 4, 2021
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $490.4K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Milstead Byron WayneCIK 0001292289Officer (VP Corp, General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2021Common StockMOption exerciseAcquired+1,862$0.00F1$02,881Direct
Sep 4, 2021Common StockSSaleDisposed−903$63.07−$56,952.211,978Direct
Sep 4, 2021Common StockMOption exerciseAcquired+14,184$0.00F1$016,162Direct
Sep 4, 2021Common StockSSaleDisposed−6,873$63.07−$433,480.119,289Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 4, 2021Common StockMOption exerciseDisposed−14,184$0.00$016,677Direct
Sep 4, 2021Common StockMOption exerciseDisposed−1,862$0.00$055,408Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Stock Units - no purchase price for this transaction.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)