Anderson James Robert's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Aug 18, 2021
- Accession no.
- 0000855658-21-000194
- Filed
- Aug 18, 2021
- Trade date
- Aug 14-18, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $924.2K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James RobertCIK 0001644651 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2021 | Common Stock | MOption exerciseAcquired | +5,687 | $0.00F1 | $0 | 524,988 | Direct | |
| Aug 14, 2021 | Common Stock | SSaleDisposed | −2,995 | $58.91 | −$176,435.45 | 521,993 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −13,181 | $56.73F4 | −$747,758.13 | 508,812 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2021 | Common Stock | MOption exerciseDisposed | −5,687 | $0.00 | $0 | 374,359 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F4
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $56.31 to $57.03.
Referenced by the price of 1 transaction in Table I.