Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Aug 4, 2021
- Accession no.
- 0000855658-21-000177
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $620.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (VP Corp, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +1,878 | $0.00F1 | $0 | 71,740 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −932 | $57.09 | −$53,207.88 | 70,808 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +20,032 | $0.00F1 | $0 | 90,840 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −9,932 | $57.09 | −$567,017.88 | 80,908 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −20,032 | $0.00 | $0 | 141,215 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −1,878 | $0.00 | $0 | 198,895 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.