Douglass Stephen's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Aug 4, 2021
- Accession no.
- 0000855658-21-000175
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $744.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Douglass StephenCIK 0001752584 | Officer (VP Corp, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +2,254 | $0.00F1 | $0 | 74,679 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,118 | $57.09 | −$63,826.62 | 73,561 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +24,038 | $0.00F1 | $0 | 97,599 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −11,919 | $57.09 | −$680,455.71 | 85,680 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −24,038 | $0.00 | $0 | 116,384 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −2,254 | $0.00 | $0 | 138,289 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.