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Jensen Mark Edwin's Form 4 filing

Lattice Semiconductor Corp (LSCC) · filed Jul 1, 2021

Accession no.
0000855658-21-000162
Filed
Jul 1, 2021
Trade date
Jul 1, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $502.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jensen Mark EdwinCIK 0001560798Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseAcquired+9,000$5.03+$45,270102,986Direct
Jul 1, 2021Common StockSSaleDisposed−9,000$55.83F2−$502,47093,986Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseDisposed−9,000$0.00$063,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $55.48 to $56.14.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)