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Johnston Paul R's Form 4 filing

Exponent Inc (EXPO) · filed Nov 6, 2024

Accession no.
0000851520-24-000120
Filed
Nov 6, 2024
Trade date
Nov 6, 2024
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.46M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Johnston Paul RCIK 0001193221Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 6, 2024Common StockMOption exerciseAcquired+11,330$37.45+$424,308.592,072Direct
Nov 6, 2024Common StockSSaleDisposed−11,330$104.60−$1,185,11880,742Direct
Nov 6, 2024Common StockMOption exerciseAcquired+2,670$37.45+$99,991.583,412Direct
Nov 6, 2024Common StockSSaleDisposed−2,670$104.60−$279,28280,742Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 6, 2024Common StockMOption exerciseDisposed−2,670–F2–0Direct
Nov 6, 2024Common StockMOption exerciseDisposed−11,330–F2–28,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Not applicable.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)