Skip to main content

Mullery Stephen P's Form 4 filing

Federal Agricultural Mortgage Corp (AGM) · filed Aug 11, 2023

Accession no.
0000845877-23-000181
Filed
Aug 11, 2023
Trade date
Aug 10-11, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $295.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mullery Stephen PCIK 0001551864Officer (EVP - General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2023Class C Non-Voting Common StockMOption exerciseAcquired+3,780$33.90+$128,14225,536Direct
Aug 10, 2023Class C Non-Voting Common StockFTax withholdingDisposed−1,403$177.51−$249,046.5324,133Direct
Aug 10, 2023Class C Non-Voting Common StockDReturned to the companyDisposed−722$177.51−$128,162.2223,411Direct
Aug 11, 2023Class C Non-Voting Common StockSSaleDisposed−1,655$178.24−$294,987.221,756Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 10, 2023Class C Non-Voting Common StockMOption exerciseDisposed−3,780$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)