Ptak Stash's Form 4/A amendment
AmendedSignet Jewelers Ltd (SIG) · filed Dec 8, 2023
- Accession no.
- 0000832988-23-000282
- Filed
- Dec 8, 2023
- Trade date
- Mar 22, 2023
- Filing delay
- 261 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 23, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $165.8K. It was filed 261 days after the trade.
This amendment restates part of 0000832988-23-000089 (filed Mar 23, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ptak StashCIK 0001821314 | Officer (* See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2023 | Common Shares, par value $0.18 | FTax withholdingDisposed | −291 | $75.51 | −$21,973.41 | 32,495 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000832988-23-000089 (filed Mar 23, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2023 | Common Shares, par value $0.18 | SSaleDisposed | −2,193 | $75.62F1 | −$165,834.66 | 33,577 | Direct | |
| Mar 22, 2023 | Common Shares, par value $0.18 | GGiftDisposed | −791 | $0.00 | $0 | 32,786 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported is the weighted average price of multiple trades at prices ranging from $75.59 to $75.64. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct the number of shares withheld for tax purposes upon vesting of 1/3 of the restricted stock units granted on March 22, 2021, which was inadvertently overstated by 356 shares on the Form 4 filed by the reporting person on March 23, 2023. As a result of this error, the reporting person's aggregated holdings were understated by 356 shares on the original Form 4 filed on March 23, 2023 and the seven Form 4s subsequently filed by the reporting person on March 27, 2023, May 1, 2023, July 14, 2023, July 17, 2023, September 26, 2023, October 2, 2023 and October 18, 2023.
Remarks
General Counsel and SVP Legal Compliance and Risk