Hopson Preston III's Form 4 filing
Tetra Tech Inc (TTEK) · filed Nov 22, 2023
- Accession no.
- 0000831641-23-000099
- Filed
- Nov 22, 2023
- Trade date
- Nov 21-22, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $402.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopson Preston IIICIK 0001728969 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | COMMON STOCK | AGrant or awardAcquired | +6,326 | $0.00 | $0 | 18,288 | Direct | |
| Nov 21, 2023 | COMMON STOCK | FTax withholdingDisposed | −2,101 | $164.32 | −$345,236.32 | 16,187 | Direct | |
| Nov 21, 2023 | COMMON STOCK | SSaleDisposed | −1,395 | $164.13F3 | −$228,961.35 | 14,792 | Direct | |
| Nov 22, 2023 | COMMON STOCK | SSaleDisposed | −1,050 | $165.22F3 | −$173,481 | 13,742 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | COMMON STOCK | AGrant or awardAcquired | +2,186 | $0.00 | $0 | 2,186 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
All shares sold at an exact price.
Referenced by the price of 2 transactions in Table I.