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Volpi Kirsten M's Form 4 filing

Tetra Tech Inc (TTEK) · filed Nov 21, 2023

Accession no.
0000831641-23-000079
Filed
Nov 21, 2023
Trade date
Nov 18-20, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $92.5K. It was filed 3 days after the trade.

This filing was later replaced by the amendment 0000831641-23-000085 (Nov 22, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Volpi Kirsten MCIK 0001582882Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2023COMMON STOCKSSaleDisposed−559$165.50F1−$92,514.511,608Direct
Nov 18, 2023COMMON STOCKMOption exerciseAcquired+380$0.00$011,988Direct
Nov 18, 2023COMMON STOCKMOption exerciseAcquired+200$47.95+$9,59012,188Direct
Nov 18, 2023COMMON STOCKMOption exerciseAcquired+2,000$40.80+$81,60014,188Direct
Nov 18, 2023COMMON STOCKMOption exerciseAcquired+200$47.95+$9,59014,388Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 18, 2023COMMON STOCKMOption exerciseDisposed−380$0.00$00Direct
Nov 18, 2023COMMON STOCKMOption exerciseDisposed−2,000$0.00$00Direct
Nov 18, 2023COMMON STOCKMOption exerciseDisposed−200$0.00$04,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

All shares sold at an exact price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)