Thompson J Kenneth's Form 4 filing
Tetra Tech Inc (TTEK) · filed Nov 21, 2023
- Accession no.
- 0000831641-23-000077
- Filed
- Nov 21, 2023
- Trade date
- Nov 18-20, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $739.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson J KennethCIK 0001188787 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2023 | COMMON STOCK | SSaleDisposed | −950 | $166.03F1 | −$157,728.5 | 16,886 | Direct | |
| Nov 20, 2023 | COMMON STOCK | SSaleDisposed | −3,510 | $165.71F2 | −$581,642.1 | 13,376 | Direct | |
| Nov 18, 2023 | COMMON STOCK | MOption exerciseAcquired | +380 | $0.00 | $0 | 13,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2023 | COMMON STOCK | MOption exerciseDisposed | −380 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.95 to $166.07, inclusive.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.63 to $165.91, inclusive.
Referenced by the price of 1 transaction in Table I.